Quarterly Compliances required to be made under the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

The followings are the quarterly compliances required to be made under the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015:

 Regulation No.

 Particulars

 Time Limits

 13(3)

The listed entity shall file with the recognised Stock Exchange, a statement giving the number of investor complaints pending at beginning of the quarter, received during the quarter, disposed of during the quarter and those remaining unresolved at the end of the quarter. 

Within 21 days from end of the quarter.

27 (2)(a)

The listed entity shall submit a quarterly compliance report on corporate governance in the format as specified by SEBI from time to time to the recognised Stock Exchange(s).

Within 15 days from close of the quarter.

31(1)(b)

The listed entity shall submit to the stock exchange a statement showing holding of securities and share holding pattern separately for each class of securities, specified by SEBI.

Within 21 days from end of each quarter.

32(1)

The listed entity shall submit to the stock exchange a statement of deviation or variation. 

Within 21 days from end of each quarter.

33(3)

The listed entities shall submit quarterly and 
year-to-date financial results to the stock exchange.

Within 45 days of end of each quarter, other than the last quarter.


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